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The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis (Banking, Money and International Finance) - Hardcover
Book 17 of 44: Banking, Money and International Finance
Synopsis
This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.
The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.
This book makes a very useful reference to understanding financial planning licencing model in Australia.
"synopsis" may belong to another edition of this title.
About the Author
Angelique McInnes is an unorthodox wife, mother, entrepreneur, author, academic, publication reviewer and presenter. Her research interests include international finance, financial services, financial planning, financial technology and digital finance.
"About this title" may belong to another edition of this title.
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The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis
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The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis
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The Regulation of Financial Planning in Australia (Hardcover)
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Taylor & Francis Ltd, London, 2019
ISBN 10: 0367149974
ISBN 13: 9780367149970
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Hardcover. Condition: new. Hardcover. This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.This book makes a very useful reference to understanding financial planning licencing model in Australia. This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model by considering theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions and thereafter applying it to financial planning theory. Shipping may be from multiple locations in the US or from the UK, depending on stock availability. Seller Inventory # 9780367149970
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The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis (Routledge Advances in Management and Business Studies)
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Regulation of Financial Planning in Australia : Current Practice, Issues and Empirical Analysis
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