Securities Regulation: In a Nutshell
Thomas Hazen
ISBN 10: 0314187987 ISBN 13: 9780314187987
Published by West Academic Publishing, 2009
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About this Item
Description:
Pages can have notes/highlighting. Spine may show signs of wear. ~ ThriftBooks: Read More, Spend Less. Seller Inventory # G0314187987I3N00
Synopsis:
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Securities and Exchange Commission’s 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.
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Bibliographic Details
Title: Securities Regulation: In a Nutshell
Publisher: West Academic Publishing
Publication Date: 2009
Binding: Paperback
Condition: Good
Dust Jacket Condition: No Jacket