Practitioner's Guide to Conflicts of Interest in the Financial Services Industry

Rob Helm, Dick Frase, Martin Day

Published by Sweet & Maxwell Ltd, 2012
ISBN 10: 0414049411 / ISBN 13: 9780414049413
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2012. Paperback. This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry. Num Pages: 366 pages. BIC Classification: LNPF. Category: (P) Professional & Vocational. Dimension: 233 x 157 x 19. Weight in Grams: 490. . . . . . Books ship from the US and Ireland. Bookseller Inventory # V9780414049413

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Title: Practitioner's Guide to Conflicts of ...
Publisher: Sweet & Maxwell Ltd
Publication Date: 2012
Binding: Soft cover
Book Condition: New

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Book Description Sweet Maxwell Ltd, United Kingdom, 2012. Paperback. Book Condition: New. 233 x 157 mm. Language: N/A. Brand New Book. A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry. The book looks firstly at the law in the United Kingdom and gives detailed guidance on how conflicts and potential conflicts should be managed in the context of UK regulation. Given the cross-border nature of the financial services industry, the book then covers the latest EU level developments, and discusses the United States approach, particularly with regard to the extent to which non-US firms are subject to US regulatory requirements. The implications of the Dodd-Frank Act are also covered. The text then goes on to cover the situation in certain other jurisdictions including Ireland and Hong Kong, and the civil law approach with reference to France, Germany and Luxembourg. Bookseller Inventory # AAZ9780414049413

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Book Description Sweet Maxwell Ltd, United Kingdom, 2012. Paperback. Book Condition: New. 233 x 157 mm. Language: N/A. Brand New Book. A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry. The book looks firstly at the law in the United Kingdom and gives detailed guidance on how conflicts and potential conflicts should be managed in the context of UK regulation. Given the cross-border nature of the financial services industry, the book then covers the latest EU level developments, and discusses the United States approach, particularly with regard to the extent to which non-US firms are subject to US regulatory requirements. The implications of the Dodd-Frank Act are also covered. The text then goes on to cover the situation in certain other jurisdictions including Ireland and Hong Kong, and the civil law approach with reference to France, Germany and Luxembourg. Bookseller Inventory # AAZ9780414049413

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Book Description Paperback. Book Condition: New. Not Signed; A Practitioner s Guide to Conflicts of Interest in the Financial Services Industry examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of intere. book. Bookseller Inventory # ria9780414049413_rkm

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Book Description 2012. Paperback. Book Condition: New. 233mm x 157mm x. Paperback. This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important juris.Shipping may be from our Sydney, NSW warehouse or from our UK or US warehouse, depending on stock availability. 366 pages. 0.490. Bookseller Inventory # 9780414049413

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