The New Fiduciary Standard
Tim Hatton
Sold by Rarewaves.com USA, London, LONDO, United Kingdom
AbeBooks Seller since 11 June 2025
New - Hardcover
Condition: New
Ships from United Kingdom to U.S.A.
Quantity: 8 available
Add to basketSold by Rarewaves.com USA, London, LONDO, United Kingdom
AbeBooks Seller since 11 June 2025
Condition: New
Quantity: 8 available
Add to basketa fiduciary is a person or firm entrusted with the assets of another person or firm. this term encompasses a wide range of professions with varying standards on how a fiduciary must act in order to comply with the law. the legal and financial consequences of failing to meet fiduciary requirements are dire. in today's climate, with the sec, nyse, nasd, state regulators, and attorneys-general piling on sanctions, indictments and fines, there is a need for professionals to know what they are supposed to do, what they are supposed to tell their clients, and how they are supposed to document it all.
the new fiduciary standard delivers a compact, clear, practical explanation to advisers of twenty-seven fiduciary practices put forth by the foundation for fiduciary studies, a leading industry voice. the practices are divided into a five-step investment process designed to reduce liability.
foreword by don trone, a highly respected name in the financial advisory world and president of the foundation.
tim hatton, cfp, cima, aif (accredited investment fiduciary), is founder and president of hatton consulting, inc., a registered investment adviser. he previously served as senior vice president of investments at morgan stanley. a graduate of the center for fiduciary studies, he resides in the phoenix, arizona region.
"About this title" may belong to another edition of this title.
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