Title: SIE Exam Prep 2022 - 2023: 3 Practice Tests and Study Guide Book for the FINRA Securities Industry Essentials Certification [6th Edition]
Publisher: Test Prep Books
Publication Date: 2022
Language: English
ISBN 10: 1637751311
ISBN 13: 9781637751312
Binding: Paperback
Condition: Good
Dust Jacket Condition: No Jacket
Weight: 0.4 pounds

About this title

Synopsis

Test Prep Books' SIE Exam Prep 2022 - 2023: 3 Practice Tests and Study Guide Book for the FINRA Securities Industry Essentials Certification [6th Edition]

Made by Test Prep Books experts for test takers trying to achieve a great score on the Series SIE exam

This comprehensive study guide includes:<ul>

<li>Quick Overview: Find out what's inside this guide!</li>

<li>Test-Taking Strategies: Learn the best tips to help overcome your exam!</li>

<li>Introduction: Get a thorough breakdown of what the test is and what's on it!</li>

<li>Knowledge of Capital Markets: Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, Offerings, and Glossary</li>

<li>Understanding Products and Their Risks: Products, Investment Risks, and Glossary</li>

<li>Trading, Customers Accounts, Prohibited Activities: Trading, Settlement, and Corporate Actions, Customer Accounts and Compliance Considerations, and Glossary</li>

<li>Overview of Regulatory Framework: SRO Regulatory Requirements for Associated Persons, Employee Conduct and Reportable Events, and Glossary</li>

<li>Practice Test #1</li>

<li>Answer Explanations #1</li>

<li>Practice Test #2</li>

<li>Answer Explanations #2</li>

<li>Practice Test #3</li>

<li>Answer Explanations #3</li></ul>

Studying can be hard. We get it. That's why we created this guide with these great features and benefits<ul>

<li>Comprehensive Review: Each section of the test has a comprehensive review created by Test Prep Books that goes into detail to cover all of the content likely to appear on the test.</li>

<li>SIE Series Practice Test Questions: We want to give you the best practice you can find. That's why the Test Prep Books practice questions are as close as you can get to the actual test.</li>

<li>Answer Explanations: Every single problem is followed by an answer explanation. We know it's frustrating to miss a question and not understand why. The answer explanations will help you learn from your mistakes. That way, you can avoid missing it again in the future.</li>

<li>Test-Taking Strategies: A test taker has to understand the material that is being covered and be familiar with the latest test taking strategies. These strategies are necessary to properly use the time provided. They also help test takers complete the test without making any errors. Test Prep Books has provided the top test-taking tips.</li>

<li>Customer Service: We love taking care of our test takers. We make sure that you interact with a real human being when you email your comments or concerns.</li></ul>

Anyone planning to take this exam should take advantage of this Test Prep Books study guide. Purchase it today to receive access to:

<ul><li>SIE Series review materials</li>

<li>SIE Series practice test questions</li>

<li>Test-taking strategies</li></ul>

"About this title" may belong to another edition of this title.

Store Description

ThriftBooks is a fully independent seller of used books, having sold more than 160 million used and new books since we started in 2003. Each quality used book is sorted, graded, shelved and shipped by hand by our team of dedicated employees in our seven warehouses across the US. We have the best selection of books, in the right condition and format, at everyday low prices. We also have a dedicated, US-based Customer Service team, ranked in the top three by Newsweek for Best Customer Service in 2018 and 2019, so you can shop with confidence. We support and invest in our employees, appreciate and value our customers, and truly believe in the power of the written word to educate, energize, and engage readers of all ages and interests.

Visit Seller's Storefront

Seller's business information

Thrift Books Global, LLC
18300 Cascade Ave S, Ste 150, Seattle, WA, 98188, U.S.A.

Sale & Shipping Terms

Terms of Sale

We guarantee the condition of every book as it's described
on the Abebooks website. If you're dissatisfied with your
purchase (Incorrect Book/Not as Described/Damaged) or if the
order hasn't arrived, you're eligible for a refund within 30
days of the estimated delivery date. If you've changed your
mind about a book that you've ordered, please use the "Ask
bookseller a question link to contact us" and we'll respond
as soon as possible.

Right of cancellation

If you are a consumer you can cancel the contract in accordance with the following. Consumer means any natural person who is acting for purposes which are outside his trade, business, craft or profession.

INFORMATION REGARDING THE RIGHT OF CANCELLATION

Statutory Right to cancel

You have the right to cancel this contract within 14 days without giving any reason.

The cancellation period will expire after 14 days from the day on which you acquire, or a third party other than the carrier and indicated by you acquires, physical possession of the the last good or the last lot or piece.

To exercise the right to cancel, you must inform us, Motor City Books, Motor City Books, 20509 Sibley Road, 48193, Brownstown, Michigan, U.S.A., +1 253-275-2251, of your decision to cancel this contract by a clear statement (e.g. a letter sent by post, fax or e-mail). You may use the attached model cancellation form, but it is not obligatory. You can also electronically fill in and submit a clear statement on our website, under "My Purchases" in "My Account". If you use this option, we will communicate to you an acknowledgement of receipt of such a cancellation on a durable medium (e.g. by e-mail) without delay.

To meet the cancellation deadline, it is sufficient for you to send your communication concerning your exercise of the right to cancel before the cancellation period has expired.

Effects of cancellation

If you cancel this contract, we will reimburse to you all payments received from you, including the costs of delivery (except for the supplementary costs arising if you chose a type of delivery other than the least expensive type of standard delivery offered by us).

We may make a deduction from the reimbursement for loss in value of any goods supplied, if the loss is the result of unnecessary handling by you.

We will make the reimbursement without undue delay, and not later than 14 days after the day on which we are informed about your decision to cancel with contract.

We will make the reimbursement using the same means of payment as you used for the initial transaction, unless you have expressly agreed otherwise; in any event, you will not incur any fees as a result of such reimbursement.

We may withhold reimbursement until we have received the goods back or you have supplied evidence of having sent back the goods, whichever is the earliest.

You shall send back the goods or hand them over to us or Motor City Books, Motor City Books ATTN: Returns, 2337 Centerline Industrial Dr, 63146, St. Louis, Missouri, U.S.A., +1 253-275-2251, without undue delay and in any event not later than 14 days from the day on which you communicate your cancellation from this contract to us. The deadline is met if you send back the goods before the period of 14 days has expired. You will have to bear the direct cost of returning the goods. You are only liable for any diminished value of the goods resulting from the handling other than what is necessary to establish the nature, characteristics and functioning of the goods.

Exceptions to the right of cancellation

The right of cancellation does not apply to:

the delivery of newspapers, journals or magazines with the exception of subscription contracts; and
the supply of digital content (including ebooks) which is not supplied on a tangible medium (e.g. on a CD or DVD) if you accepted when you placed your order that we could start to deliver it, and that you could not cancel it once delivery had started.

Model withdrawal form

(complete and return this form only if you wish to withdraw from the contract)

To: (Motor City Books, Motor City Books, 20509 Sibley Road, 48193, Brownstown, Michigan, U.S.A., +1 253-275-2251)

I/We (*) hereby give notice that I/We (*) withdraw from my/our (*) contract of sale of the following goods (*)/for the provision of the following goods (*)/for the provision of the following service (*),

Ordered on (*)/received on (*)

Name of consumer(s)

Address of consumer(s)

Signature of consumer(s) (only if this form is notified on paper)

Date

* Delete as appropriate.

Shipping Terms

All domestic Standard and Expedited shipments are distributed from our warehouses by OSM, then handed off to the USPS for final delivery.

2-Day Shipping is delivered by FedEx, which does not deliver to PO boxes.

International shipments are tendered to the local postal service in the destination country for final delivery – we do not use courier services for international deliveries.

Shipping rates within U.S.A.

Shipping rates within U.S.A.
Order quantity	4 to 8 business days	4 to 8 business days
First item	� 0.00	� 0.00

Delivery times are set by sellers and vary by carrier and location. Orders passing through Customs may face delays and buyers are responsible for any associated duties or fees. Sellers may contact you regarding additional charges to cover any increased costs to ship your items.