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Synopsis
Message from the publisher: This book contains short, concise questions and answers that are intended to reinforce SIE topics already learned. It does not include lengthy paragraph style questions and answers that are provided by other SIE exam providers.
The SIE Exam Practice Question Workbook provides seven full-length practice tests to prepare for the demanding Securities Industry Essentials (SIE) Exam. Master exam topics with intensive practice in the areas you’ll find on the test. All questions are test-level difficulty and focused solely on helping you pass. Whether you’re challenging the exam for the first time or trying again after an unsuccessful attempt, you will learn the critical skills needed to master the exam.
Included are seven full-length 75-question exams covering the following topics:· Knowledge of capital markets
· Understanding products and their risks
· Trading, customer accounts, and prohibited activities
· Overview of the regulatory framework
About the SIE Exam
The Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. In order to become registered to engage in securities business, an individual must pass the SIE exam and a qualification exam appropriate for the type of business the individual will engage in.
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- PublisherCoventry House Publishing
- Publication date2019
- ISBN 10 1733591125
- ISBN 13 9781733591126
- BindingPaperback
- LanguageEnglish
- Number of pages178
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SIE Exam Practice Question Workbook: Seven Full-Length Practice Exams (2019 Edition)
Published by
Coventry House Publishing, 2019
ISBN 10: 1733591125
ISBN 13: 9781733591126
Used
Paperback
Seller: ThriftBooks-Atlanta, AUSTELL, GA, U.S.A.
Seller rating 5 out of 5 stars
Paperback. Condition: As New. No Jacket. Pages are clean and are not marred by notes or folds of any kind. ~ ThriftBooks: Read More, Spend Less 0.8. Seller Inventory # G1733591125I2N00
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