Items related to Fund Director's Guidebook, Fifth Edition
Synopsis
This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.
To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:
- an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;
- information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;
- assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;
- suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;
- and more.
"synopsis" may belong to another edition of this title.
About the Author
Is the principal Business Law Section committee dealing with the Federal securities laws, provides meaningful meetings, programs and information to practitioners covering a wide range of securities law topics, and through comment letters, is a significant resource to the SEC.
"About this title" may belong to another edition of this title.
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Fund Director's Guidebook, Fifth Edition
Seller: World of Books (was SecondSale), Montgomery, IL, U.S.A.
Seller rating 5 out of 5 stars
Condition: Good. This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more. Seller Inventory # CIN163905426XG
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Fund Director's Guidebook, Fifth Edition
Seller: World of Books Inc, Montgomery, IL, U.S.A.
Seller rating 4 out of 5 stars
Condition: Good. This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more. Seller Inventory # CIN163905426XG
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Fund Director's Guidebook, Fifth Edition
Seller: Better World Books, Mishawaka, IN, U.S.A.
Seller rating 5 out of 5 stars
Condition: Very Good. Pages intact with possible writing/highlighting. Binding strong with minor wear. Dust jackets/supplements may not be included. Stock photo provided. Product includes identifying sticker. Better World Books: Buy Books. Do Good. Seller Inventory # 67570396-6
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Fund Director's Guidebook, Fifth Edition
Published by
American Bar Association, 2023
ISBN 10: 163905426X
ISBN 13: 9781639054268
Used
Paperback
Seller: ThriftBooks-Atlanta, AUSTELL, GA, U.S.A.
Seller rating 5 out of 5 stars
Paperback. Condition: As New. No Jacket. Pages are clean and are not marred by notes or folds of any kind. ~ ThriftBooks: Read More, Spend Less. Seller Inventory # G163905426XI2N00
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Fund Director's Guidebook, Fifth Edition
Published by
American Bar Association, US, 2025
ISBN 10: 163905426X
ISBN 13: 9781639054268
New
Paperback
Seller: Rarewaves USA, HEBRON, KY, U.S.A.
Seller rating 5 out of 5 stars
Paperback. Condition: New. 5th. This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more. Seller Inventory # LU-9781639054268
Seller Image
Fund Director's Guidebook, Fifth Edition
Published by
American Bar Association, US, 2025
ISBN 10: 163905426X
ISBN 13: 9781639054268
New
Paperback
Seller: Rarewaves USA United, HEBRON, KY, U.S.A.
Seller rating 5 out of 5 stars
Paperback. Condition: New. 5th. This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more. Seller Inventory # LU-9781639054268