Written for directors of both open-end investment companies (typically referred to as mutual funds) and closed-end funds, this new Third Edition offers suggestions to assist directors in their roles and obligations. The new edition has been updated to reflect key legal developments that have emerged since the second edition appeared in 2003 including the impact of the Sarbanes-Oxley Act and initiatives undertaken by the SEC in response to the mutual funds scandals occurring in 2003 and 2004.
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Seller: More Than Words, Waltham, MA, U.S.A.
Condition: Good. . . All orders guaranteed and ship within 24 hours. Before placing your order for please contact us for confirmation on the book's binding. Check out our other listings to add to your order for discounted shipping. Seller Inventory # WAL-F-3h-002392
Seller: -OnTimeBooks-, Phoenix, AZ, U.S.A.
Condition: good. A copy that has been read, remains in good condition. All pages are intact, and the cover is intact. The spine and cover show signs of wear. Pages can include notes and highlighting and show signs of wear, and the copy can include "From the library of" labels or previous owner inscriptions. 100% GUARANTEE! Shipped with delivery confirmation, if you're not satisfied with purchase please return item! Ships via media mail. Seller Inventory # OTV.1590315103.G
Seller: Lexington Books Inc, Idaho Falls, ID, U.S.A.
Paperback. Condition: As New. Seller Inventory # 078687
Seller: Pigeonhouse Books, Dublin, Dublin, IE, Ireland
Softcover/Paperback. Condition: As New. Author: Federal Regulation of Securities Committee | Edition: 3 | Number Of Pages: 125 | Release Date: 01-09-2006 | EAN: 9781590315101 | Languages: english | Binding: Paperback | Item Note: Third edition paperback. Previous owner has checkmarked items in the foreword, otherwise a near-new copy. | Item Condition: UsedLikeNew. Seller Inventory # ZQ-5QB5-9LTC