Items related to Securities Regulation: Selected Statutes, Rules, and...

Securities Regulation: Selected Statutes, Rules, and Forms 2019 (Supplements) - Softcover

Cox, James D.; Langevoort, Donald C.

 
9781543812756: Securities Regulation: Selected Statutes, Rules, and Forms 2019 (Supplements)
Softcover
ISBN 10: 1543812759 ISBN 13: 9781543812756
Publisher: Wolters Kluwer Law & Business, 2019

Synopsis

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019).

New to the 2019 Edition:

  • New Rule 15l-1 Regulation Best Interest has been added

  • Thoroughly updated to reflect numerous changes made by the SEC to

    • modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies

    • facilitate the disclosure of information to investors

    • simplify compliance without significantly altering the total mix of information provided to investors.

"synopsis" may belong to another edition of this title.

Publisher
Wolters Kluwer Law & Business
Publication date
2019
Language
English
ISBN 10 
1543812759
ISBN 13 
9781543812756
Binding
Paperback
Number of pages
1168