SIE Exam Prep Secrets: SIE Study Guide 2019 & 2020 for the FINRA Securities Industry Essentials Exam, 3 Full-Length SIE Practice Exams, Detailed Answer Explanations: (Created for the New Exam) - Softcover

Mometrix Financial Industry Certification Test Team

Softcover

ISBN 10: 1516710673 ISBN 13: 9781516710676

Publisher: Mometrix Media LLC, 2019

Synopsis

Mometrix Test Preparation's SIE Exam Prep Secrets is the ideal prep solution for anyone who wants to pass their FINRA Securities Industry Essentials Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes:

• Practice test questions with detailed answer explanations
• Tips and strategies to help you get your best test performance
• A complete review of all SIE test sections
• Knowledge of Capital Markets
• Understanding Products and Their Risks
• Understanding Trading, Customer Accounts, and Prohibited Activities
• Overview of the Regulatory Framework

Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners.

The Mometrix guide is filled with the critical information you will need in order to do well on your SIE exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam.

The Knowledge of Capital Markets section covers:

• Securities Exchange Commission (SEC)
• Regulatory Organizations
• Self-Regulatory Organizations
• Financial Industry Regulatory Authority (FINRA)

The Understanding Products and Their Risks section covers:

• Equity Securities
• Common Stock and Preferred Stock
• Rights of Common Stockholders
• Preemptive Rights

The Understanding Trading, Customer Accounts, and Prohibited Activities section covers:

• Market Orders
• Buy Limit and Sell Limit Orders
• Bond Credit Spread
• Total Return

The Overview of the Regulatory Framework section covers:

• Fingerprinting
• Statutory Disqualification
• Filing of Misleading Information
• Form U4 and Form U5

...and much more!

Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix SIE study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.

Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of SIE practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear.

We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our SIE Exam Prep Secrets is no exception. It's an excellent investment in your future. Get the SIE review you need to be successful on your exam.

Edition details

• Publisher: Mometrix Media LLC
• Publication date: 2019
• Language: English
• ISBN 10: 1516710673
• ISBN 13: 9781516710676
• Binding: Paperback
• Number of pages: 153