Principles of Securities Regulation (Concise Hornbook Series) - Softcover

Hazen, Thomas

 
9780314187994: Principles of Securities Regulation (Concise Hornbook Series)
Softcover
ISBN 10: 0314187995 ISBN 13: 9780314187994
Publisher: West Academic, 2009

Synopsis

This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regulation.

"synopsis" may belong to another edition of this title.

Publisher
West Academic
Publication date
2009
Language
English
ISBN 10 
0314187995
ISBN 13 
9780314187994
Binding
Paperback
Edition number
3
Number of pages
479