Synopsis
This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regulation.
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Principles of Securities Regulation, 3d The Concise Hornbook Series
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Principles of Securities Regulation, 3d the Concise Hornbook Series
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