Synopsis
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Securities and Exchange Commission’s 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.
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Search results for Securities Regulation in a Nutshell (Nutshell Series)
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Securities Regulation: In a Nutshell (Nutshells)
Published by
West Academic Publishing, 2009
ISBN 10: 0314187987
ISBN 13: 9780314187987
Used
Paperback
Seller: HPB-Red, Dallas, TX, U.S.A.
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Securities Regulation: In a Nutshell
Published by
West Academic Publishing, 2009
ISBN 10: 0314187987
ISBN 13: 9780314187987
Used
Softcover
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Condition: good. A good reading copy. May contain markings or be a withdrawn library copy. Seller Inventory # 9780314187987-4
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Securities Regulation in a Nut Shell
Published by
West, St Paul, Minnesota, U.S.A., 2009
ISBN 10: 0314187987
ISBN 13: 9780314187987
Used
Paperback
Seller: Lowry's Books, Three Rivers, MI, U.S.A.
Seller rating 4 out of 5 stars
Paperback. Condition: Very Good. No Jacket. Tenth Edition. Very good condition. Clean text, tight binding. Some highlighting throughout the text, Size: 8vo - over 7¾" - 9¾" tall. Seller Inventory # 085805
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Securities Regulation: In a Nutshell
Published by
West Academic Publishing, 2009
ISBN 10: 0314187987
ISBN 13: 9780314187987
New
Paperback
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