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Synopsis
Investment Adviser Regulation in a Nutshell is designed for persons interested in learning the fundamentals of regulation set forth primarily in the Investment Advisers Act of 1940 and the Securities and Exchange Commission rules and regulations. In particular, this book is targeted toward investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds, and collateralized debt obligation funds will find it useful as well.
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Investment Adviser Regulation in a Nutshell
Published by
West Academic Publishing, 2008
ISBN 10: 0314172653
ISBN 13: 9780314172655
Used
Softcover
Seller: -OnTimeBooks-, Phoenix, AZ, U.S.A.
Seller rating 5 out of 5 stars
Condition: good. A copy that has been read, remains in good condition. All pages are intact, and the cover is intact. The spine and cover show signs of wear. Pages can include notes and highlighting and show signs of wear, and the copy can include "From the library of" labels or previous owner inscriptions. 100% GUARANTEE! Shipped with delivery confirmation, if you're not satisfied with purchase please return item! Ships via media mail. Seller Inventory # OTV.0314172653.G
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Investment Adviser Regulation in a Nutshell
Published by
West Academic Publishing, 2008
ISBN 10: 0314172653
ISBN 13: 9780314172655
Used
Paperback
Seller: ThriftBooks-Atlanta, AUSTELL, GA, U.S.A.
Seller rating 5 out of 5 stars
Paperback. Condition: Very Good. No Jacket. May have limited writing in cover pages. Pages are unmarked. ~ ThriftBooks: Read More, Spend Less. Seller Inventory # G0314172653I4N00
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Investment Adviser Regulation in a Nutshell (Nutshells)
Published by
West Academic Publishing, 2008
ISBN 10: 0314172653
ISBN 13: 9780314172655
Used
Soft cover
First Edition
Seller: History's End Books, Golden, CO, U.S.A.
Seller rating 4 out of 5 stars
Soft cover. Condition: As New. 1st Edition. Seller Inventory # ABE-1748808469921
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Investment Adviser Regulation in a Nutshell
Seller: Better World Books, Mishawaka, IN, U.S.A.
Seller rating 5 out of 5 stars
Condition: Very Good. Pages intact with possible writing/highlighting. Binding strong with minor wear. Dust jackets/supplements may not be included. Stock photo provided. Product includes identifying sticker. Better World Books: Buy Books. Do Good. Seller Inventory # 50588797-6
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Investment Adviser Regulation in a Nutshell
Seller: Better World Books, Mishawaka, IN, U.S.A.
Seller rating 5 out of 5 stars
Condition: Good. Pages intact with minimal writing/highlighting. The binding may be loose and creased. Dust jackets/supplements are not included. Stock photo provided. Product includes identifying sticker. Better World Books: Buy Books. Do Good. Seller Inventory # 8568656-6