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Brokerage Fraud: What Wall Street Doesn't Want You to Know - Hardcover

 
9780793145553: Brokerage Fraud: What Wall Street Doesn't Want You to Know
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Valuable secrets every investor should know to protect his or her assets.

The public has been bombarded with the many benefits of investing, yet only a fraction of investors understand how brokerage firms bend and even break the rules. Even fewer realize they have been defrauded and take action.

Tracy Pride Stoneman, an abritration lawyer, and Douglas J. Schulz, a former broker, have written the book that every investor should read. Despite being the most regulated industry in the country, the securities business consistently bends and breaks the rules. The authors reveal what those ""buy,"" ""sell,"" and ""hold"" recommendations really mean, the widespread conflicts of interest, and the most common abuses among brokerage firms. Stoneman and Shulz also discribe what investors can do to recoup any losses.

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Synopsis:
This book talks about the valuable secrets every investor should know to protect his or her assets. The public has been bombarded with the many benefits of investing, yet only a fraction of investors understand how brokerage firms bend and even break the rules. Even fewer realize they have been defrauded and take action. Tracy Pride Stoneman, an arbitration lawyer, and Douglas J. Schulz, a former broker, have written the book that every investor should read. Despite being the most regulated industry in the country, the securities business consistently bends and breaks the rules. The authors reveal what those "buy," "sell," and "hold" recommendations really mean, the widespread conflicts of interest, and the most common abuses among brokerage firms. Stoneman and Shulz also describe what investors can do to recoup any losses.

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  • PublisherKaplan Business
  • Publication date2001
  • ISBN 10 0793145554
  • ISBN 13 9780793145553
  • BindingHardcover
  • Number of pages310
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