Financial Services: Investigations and Enforcement - Hardcover
Designed to be used before, during and after an investigation, "Financial Services: Investigations and Enforcement, 3rd Edition" contains the practical start-to-finish advice and direction that will guide you through this often complicated and highly stressful process with confidence. This highly practical step-by-step guide will provide the support and guidance that legal advisers will come to rely on when navigating an investigation or disciplinary enquiry. This new, fully updated second edition covers: the Strachan Review; new Listing Principles; the 'treating customers fairly' project; changes affecting the Financial Ombudsman Service; the introduction of FSA responsibility for insurance regulation; the Market Abuse Directive; and recent FSA action over rule breaches and key developments in the retail sector.
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- PublisherTottel Publishing
- Publication date2005
- ISBN 10 1845922050
- ISBN 13 9781845922054
- BindingHardcover
- Edition number2
- Number of pages847
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Financial Services: Investigations and Enforcement
Published by
Bloomsbury Professional
(2005)
ISBN 10: 1845922050
ISBN 13: 9781845922054
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Hardcover
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Book Description Condition: Very Good. Picture Shown is For Illustration Purposes Only, Please See Below For Further DetailsCONDITION ? VERY GOOD 2ND EDITION - light wear and scuff marks to boards, dent to corners/edges of boards, pages in nice condition, shipped from the UK. Seller Inventory # 386/BT/1575H 054
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Financial Services: Investigations and Enforcement (2nd Edition)
Published by
Bloomsbury Professional
(2005)
ISBN 10: 1845922050
ISBN 13: 9781845922054
Used
Hardcover
Quantity: 1
Seller:
Rating
Book Description Hardcover. Condition: Like New. Like New. book. Seller Inventory # ERICA77318459220506
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£ 175
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