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Regulation of Securities, Markets, and Transactions: A Guide to the New Environment
Regulation of Securities, Markets, and Transactions brings practical clarity to a complex topic, providing a comprehensive, logically structured approach to government regulation of securities, securities markets, and securities transactions in the United States.
Informative and clear, this refreshingly readable book demonstrates author Patrick Collins's deep understanding of the current rules and regulations that govern the securities industry, most notably, the Financial Regulation Act of 2010.
This timely book provides broker-dealers, compliance officers, and accountants and attorneys who provide services to the securities industry with relevant coverage of:
The area of securities regulation will continue to evolve and bring about business and cultural change. Regulation of Securities, Markets, and Transactions is your must-have, must-own guide to regulation implementation and an effective tool and reference for every compliance officer.
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